Compliance Team of the Year

This award recognises an in-house compliance team within a financial services or non-financial services organisation that has enabled the business to operate in line with national and international laws and regulations. Whether generalist or specialist, the team will have demonstrated exemplary professional standards and fostered a strong culture of compliance across the organisation. 

Judges will look for evidence of how the team has responded innovatively and proactively to regulatory changes, market developments or other internal challenges over the past 12–18 months.

Eligibility 

• Open to in-house compliance teams operating within a regulated business.
• Entries must reflect activity and impact within the last 12–18 months.
• Teams must be based in or operating within APAC or MENA.

All entries will be reviewed against the following criteria:

• Spirit
• Approach
• Outcome

You will be awarded a maximum of 10 points per section (30 points in total).  

Questions are suggested in each criteria section. These are prompts to help you think about the evidence that will help judges to best assess your entry. You do not need to address all questions, please use them as a guide.  

The 4th criteria section Validation is optional and is your opportunity to provide supporting documents to further demonstrate to judges why your submission should win - you can submit up to 3 supporting documents.